KLCM ADVISORS, INC.

RIASEC RegisteredEst. 1993
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$2.9M
Accounts
637
Employees
11
Advisory reps
6

Firm details

Headquarters
MILWAUKEE, Wisconsin
CRD number
107847
Registered since
March 11, 1993
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.27%
  • Individuals6.43%
  • Corporations / Businesses3.96%
  • Other1.16%
  • Pension & Profit Sharing Plans0.14%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Klcm Advisors, Inc. is a small, SEC-registered advisory corporation that manages portfolios for individuals, families and institutions. The firm charges fees based on a percentage of assets under management as well as fixed fees, and it provides discretionary portfolio management for both individual/small business clients and larger business or institutional accounts. Klcm reports active interest in environmental, social and governance (ESG) considerations, and its publicly available materials show an equity-oriented investment preference.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Investment Grade Corp Bonds 18%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 8%, Non-Investment Grade Corp Bonds 6%, US Government Bonds 1%58%
  • Exchange Traded Equities58%
  • Investment Grade Corp Bonds18%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds8%
  • Non-Investment Grade Corp Bonds6%

Owners & executives

2 of 2
  • JAMES KITZINGER

    CEO and FounderCRD 2007554

  • CARL FUDA

    Principal & COOCRD 4359846

Contacts

3 of 4
  • JACK KITZINGER

    AnalystCRD 8052797

  • MARK SAILER

    Research Analyst, PrincipalCRD 4540090

  • KATHERINE LICAU GIFFORD

    PrincipalCRD 6465260

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$112M in ETFs

Passive

93%

$104M

Active

1%

$8.1M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$19.1M29,37917.06%

Location

Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
MILWAUKEE
Address
330 E Kilbourn Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth