North Star Asset Management Inc
Firm details
- Headquarters
- Neenah, Wisconsin
- CRD number
- 106489
- Registered since
- June 7, 1996
- Website
- www.northstarinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.23%
- Individuals14%
- Charitable Organizations3.9%
- Pension & Profit Sharing Plans3.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
North Star Asset Management Inc is an independent registered investment adviser that has been SEC-registered since 1996 and is owned by an individual. The firm serves both individual and family clients as well as institutional accounts, delivering financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Fees are charged as a percentage of assets under management. North Star does not present itself as an ESG-focused manager, is not a multi-state adviser, and does not operate as a dedicated capital allocator or pension consultant. North Star has been recognized by CNBC, appearing on the outlet’s Top 100 Financial Advisory Firms list in 2019, 2020, 2021, 2022, and 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Investment Grade Corp Bonds15%
- Cash & Cash Equivalents5%
- State & Local Bonds3%
- US Government Bonds2%
Owners & executives
1 of 1
Karen Jochman
Chief Compliance OfficerCRD 7522358
Contacts
3 of 17
David Hackfort
President and Managing DirectorCRD 5701412
Robert Huntley
Managing DirectorCRD 4344674
Benjamin Van Handel
Vice President & Portfolio ManagerCRD 6551091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$545M in ETFs
80%
$433M
<1%
$112M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $80.3M | 2,772,864 | 14.74% |
Location
Neenah, WI
Winnebago
Location
Neenah, WI
Headquartered in Neenah, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Winnebago
- Address
- 1 Neenah Ctr
- Time zone
- CT (UTC-6)
- Office locations
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