SCARBOROUGH CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2013
Total AUM
$1.6B
Discretionary
$1.6B
100% of AUM
Avg account
$380K
Accounts
4,323
Employees
23
Advisory reps
15

Firm details

Headquarters
ANNAPOLIS, Maryland
CRD number
169517
Registered since
November 20, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.88%
  • Individuals27.12%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Scarborough Capital Management is an independent, SEC‑registered RIA organized as an LLC and operating since 2013. The firm is owner‑managed and focuses on individual and family clients, offering financial planning and discretionary portfolio management for individuals and small businesses. Its service mix includes selecting outside advisers for clients and running educational seminars and workshops. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees, and the firm identifies itself as a capital allocator rather than a purely buy‑and‑hold advisor. Scarborough does not position itself as an active ESG investor and is not registered as a multi‑state or pension consultant adviser. The firm has received placement on Forbes’ lists of top RIA firms in both 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 15
  • GREGORY OSTROWSKI

    Managing PartnerCRD 4576198

  • RYAN ANSTED

    Managing PartnerCRD 4175211

  • JEFFREY CARDOZO

    Financial PlannerCRD 5807786

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 311

Active vs passive

$1.1B in ETFs

Passive

71%

$767M

Active

17%

$316M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$60.5M2,359,2315.58%

Location

Primary office

ANNAPOLIS, MD

ANNE ARUNDEL

Location

ANNAPOLIS, MD

Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
1906 Towne Centre Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth