Scarborough Capital Management

RIASEC RegisteredEst. 2013
Total AUM
$1.6B
Discretionary
$1.6B
100% of AUM
Avg account
$380K
Accounts
4,323
Employees
23
Advisory reps
15

Firm details

Headquarters
Annapolis, Maryland
CRD number
169517
Registered since
November 20, 2013
Website
scmadvice.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.88%
  • Individuals27.12%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Scarborough Capital Management is an independent, individual-owned advisory firm organized as an LLC and registered with the SEC in 2013. The firm focuses on providing financial planning and discretionary portfolio management for individuals, families and small business owners, and it also offers adviser selection and educational workshops. Scarborough operates as a capital allocator, incorporating third-party managers into client programs when appropriate, and charges clients through a mix of AUM percentages, hourly fees and fixed fees. The firm is not an active ESG investor and is not registered as a multi-state adviser. It maintains an industry affiliation with a broker‑dealer and was recognized on Forbes’ lists of top RIA firms in both 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 15
  • Jeffrey Cardozo

    Jeffrey Cardozo

    Financial PlannerCRD 5807786

  • Jonathan Szostek

    Jonathan Szostek

    Vice President, Retirement Plan AdvisorCRD 5133470

  • James Sprinkel

    James Sprinkel

    Managing PartnerCRD 4503273

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 125

Active vs passive

$1.1B in ETFs

Passive

68%

$722M

Active

16%

$340M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO NASDAQ 100 ETF (QQQM)InvescoPassiveLarge Growth$60.2M202,7505.67%
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Location

Primary office

Annapolis, MD

Anne Arundel

Location

Annapolis, MD

Headquartered in Annapolis, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Anne Arundel
Address
1906 Towne Centre Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth