SBC INVESTMENT MANAGEMENT, LLC

RIASEC Registered

Total AUM

$75.7M

Discretionary

$64.3M

85% of AUM

Avg account

$1.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 308391
Website: www.sbcinvestmentmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI99.64%
Individuals0.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SBC Investment Management, LLC is an independent registered investment adviser that serves high-net-worth individuals and families. The firm blends fee-based portfolio management with financial planning and runs portfolios for individuals, small businesses, pooled investment vehicles and institutional clients. Its advisory offering includes educational seminars and workshops, signaling a client-facing, service-oriented practice alongside discretionary portfolio management. Investment emphasis tilts toward public equities and exchange-traded vehicles, with a clear preference for equity exposure in client accounts. The firm uses both percentage-of-AUM and fixed-fee billing, and it operates several pooled vehicles it advises. SBC does not identify as an active ESG investor and is not categorized as a multi-state adviser in its regulatory filing.