SB1 CAPITAL MARKETS INC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154132
Registered since
March 11, 2011

Firm profile

FINTRX

Overview

SB1 Capital Markets Inc. is a corporate entity that registered with the SEC in 2011. Ownership is reported as a mix of a foreign entity and an individual. The firm's public profile does not include a clear advisory classification; internal metadata lists the firm as "Unclassified." It is not identified as a capital allocator, and it does not report activity as an ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Public disclosures provide little detail about the firm's advisory activities, client base, fee schedule or specific business lines. That absence of operational detail suggests the entity either maintains a limited public-facing advisory role or is inactive as an SEC-registered adviser; further inquiry would be necessary to determine whether SB1 Capital Markets conducts client-facing wealth management or primarily exists for other corporate or intermediary purposes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sean Bowden

    CEOCRD 2937192

Contacts

3 of 3
  • KAJ FRITJOF GIL BILLDAL

    Equity SalesCRD 6366893

  • Alexander Hecker

    PrincipalCRD 6140462

  • JAMES AHLFELD

    FinOpCRD 4955796

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
260 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth