SAN Blas Securities LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
—
Advisory reps
70
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
290605
Registered since
June 21, 2018

Firm profile

FINTRX

Overview

SAN Blas Securities LLC is organized as a limited liability company and has been SEC-registered since 2018. The firm's ownership is listed as a mix of a domestic entity and an individual. In the snapshot data the firm is classified as "Unclassified" and is not designated as a capital allocator. The profile also flags the firm as not being an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The firm did not supply descriptive material about its investment approach, target client segments, fee schedules, specific advisory services, or other business activities. Material on external affiliations or industry activities was not provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Botero

    Peter Botero

    Chief Compliance OfficerCRD 2809436

Contacts

3 of 69
  • William Shefte

    William Shefte

    Investment Advisor RepresentativeCRD 4350635

  • Kimson Cao

    Financial AdvisorCRD 4357783

  • James Workman

    Registered Financial AdvisorCRD 4384208

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
233 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth