SAN Blas Securities LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
70
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
290605
Registered since
June 21, 2018

Firm profile

FINTRX

Overview

SAN Blas Securities LLC is organized as a limited liability company that registered with the SEC in 2018. FINTRX lists ownership as a combination of a domestic entity and an individual and classifies the firm as “unclassified.” The profile contains no descriptions of the firm’s advisory business model, fee schedules, or specific client segments. FINTRX flags several negative designations: the firm does not report acting as a capital allocator, is not an active ESG investor, is not registered as a multistate adviser, is not a pension consultant, and is not recorded as a related adviser. Those datapoints, together with the absence of activity details, indicate the record shows little or no publicly reported advisory activity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Botero

    Peter Botero

    Chief Compliance OfficerCRD 2809436

Contacts

3 of 69
  • William Shefte

    William Shefte

    CRD 4350635

  • Kimson Cao

    Financial AdvisorCRD 4357783

  • James Workman

    Registered Financial AdvisorCRD 4384208

Unlock 66 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
233 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth