Sage Private Wealth Group, LLC

RIASEC Registered
Total AUM
$441M
Discretionary
$419M
95% of AUM
Avg account
$918K
Accounts
480
Employees
15
Advisory reps
12

Firm details

Headquarters
Oakbrook Terrace, Illinois
CRD number
173399
Registered since
November 16, 2020
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI90.52%
  • Individuals6.43%
  • Business Development Companies2.58%
  • Other0.48%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sage Private Wealth Group, LLC is an independent wealth advisory firm organized as an LLC and owned by an individual. The firm is registered with the SEC (registered in 2020) and charges clients on a percentage-of-AUM fee model. Its client mix includes high-net-worth individuals and families as well as institutional clients. Primary advisory activity centers on discretionary portfolio management for individuals, small businesses, and for businesses or institutions. The firm does not identify as a capital allocator and is not positioned as an ESG-focused investment manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 15%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 3%, Other 3%, US Government Bonds 2%, State & Local Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds3%
  • Other3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$291M in ETFs

Passive

67%

$195M

Active

27%

$96M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND (FDT)First TrustPassiveForeign Large Value$23.1M246,0567.92%

Location

Primary office

Oakbrook Terrace, IL

Du Page

Location

Oakbrook Terrace, IL

Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
18 W140 Butterfield Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth