HARVEST INVESTMENT SERVICES, LLC

RIASEC RegisteredEst. 2014
Total AUM
$758M
Discretionary
$758M
100% of AUM
Avg account
$221K
Accounts
3,427
Employees
38
Advisory reps
30

Firm details

Headquarters
OAKBROOK TERRACE, Illinois
CRD number
159390
Registered since
February 24, 2014
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI48.46%
  • Individuals32.71%
  • Pooled Investment Vehicles18.83%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Harvest Investment Services, LLC is an independent registered investment adviser formed in 2014 that serves both individual/family and institutional clients. The firm operates as a limited liability company and positions itself as a capital allocator, offering financial planning and portfolio management across individuals, small businesses, pooled vehicles and institutional clients. Its advisory services include selection of other advisers and pension consulting, and it charges fees on a percentage-of-AUM basis while also using hourly and fixed-fee arrangements. Harvest does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 45%, Private Funds 5%, US Government Bonds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds45%
  • Private Funds5%
  • US Government Bonds1%

Owners & executives

2 of 2
  • RONALD PYLE

    Founder and Chief Investment OfficerCRD 2270440

  • Jeremy Stehle

    Operations CoordinatorCRD 8274885

Contacts

3 of 28
  • WENDY WEST

    OwnerCRD 2817890

  • Robert Thompson

    PresidentCRD 1975407

  • Joseph Savenok

    Advisor AssistantCRD 7854743

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 192

Active vs passive

$346M in ETFs

Passive

50%

$173M

Active

49%

$173M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS)First TrustActiveShort Government$44.6M895,65112.89%

Location

Primary office

OAKBROOK TERRACE, IL

DU PAGE

Location

OAKBROOK TERRACE, IL

Headquartered in OAKBROOK TERRACE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1 Transam Plaza Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth