Goldstone Financial Group, LLC
Firm details
- Headquarters
- Oakbrook Terrace, Illinois
- CRD number
- 222520
- Registered since
- June 5, 2015
- Website
- goldstonefinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals55.85%
- HNWI44.15%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Goldstone Financial Group, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The business targets individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Fee arrangements include a percentage of assets under management and hourly billing. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. Goldstone reports an insurance-company industry affiliation, and its product mix and service lines indicate regular use of insurance-linked solutions alongside traditional advisory work. The firm’s structure is owner-operated and it emphasizes direct advisory relationships rather than multi-manager platform operations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds4%
- US Government Bonds2%
- Derivatives2%
Owners & executives
3 of 4Ian Meiksins
Chief Compliance OfficerCRD 6911401
Anthony Pellegrino
Founder & CEOCRD 6390276
Stephen Lapointe
Chief Operations OfficerCRD 4174633
Contacts
3 of 16
Phillip Shaw
Senior AdvisorCRD 6067744
Galo Baca
Financial AdvisorCRD 7677382
Andrew Owen
Financial AdvisorCRD 7152875
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 160Active vs passive
$1.1B in ETFs
77%
$831M
21%
$245M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $158M | 230,142 | 14.68% |
Location
Oakbrook Terrace, IL
Du Page
Location
Oakbrook Terrace, IL
Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 18 W140 Butterfield Rd
- Time zone
- CT (UTC-6)
- Office locations
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