GOLDSTONE FINANCIAL GROUP, LLC
Firm details
- Headquarters
- OAKBROOK TERRACE, Illinois
- CRD number
- 222520
- Registered since
- June 5, 2015
- Website
- goldstonefinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals55.85%
- HNWI44.15%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Goldstone Financial Group, LLC is an independent registered investment advisor formed in 2015 and owned by an individual. The firm serves individuals and families, offering financial planning, portfolio management for individuals and small businesses, and educational seminars. Its fee model combines a percentage-of-AUM schedule with hourly billing for some services. Goldstone does not identify as an active ESG investor, is not a multi-state adviser, and does not list pension consulting or related-adviser status. Goldstone maintains an affiliation with an insurance company, and its product mix includes annuities alongside traditional pooled vehicles. The firm’s investment posture favors equities and exchange-traded instruments, with portfolio construction appearing to emphasize low-cost index exposure supplemented by alternative and private-market allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds4%
- US Government Bonds2%
- Derivatives2%
Owners & executives
3 of 4Ian Meiksins
Chief Compliance OfficerCRD 6911401
ANTHONY PELLEGRINO
Founder & CEOCRD 6390276
STEPHEN LAPOINTE
Chief Operations OfficerCRD 4174633
Contacts
3 of 12PHILLIP SHAW
Senior AdvisorCRD 6067744
Galo Baca
Financial AdvisorCRD 7677382
Andrew Owen
Financial AdvisorCRD 7152875
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 145Active vs passive
$907M in ETFs
76%
$687M
23%
$219M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $120M | 201,197 | 13.26% |
Location
OAKBROOK TERRACE, IL
DU PAGE
Location
OAKBROOK TERRACE, IL
Headquartered in OAKBROOK TERRACE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- DU PAGE
- Address
- 18W140 Butterfield Rd
- Time zone
- CT (UTC-6)
- Office locations
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