SAFRA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
154
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47873
Registered since
March 13, 2000

Firm profile

FINTRX

Overview

Safra Securities LLC is registered with the SEC and organized as a limited liability company. FINTRX records show the registration year as 2000 and identifies ownership as a combination of a domestic entity and an individual. The firm's regulatory classification is listed as unclassified. The snapshot data conveys limited operational detail. Safra Securities is not identified as a capital allocator and is not listed as an active ESG investor. It is also not designated as a multi-state adviser, pension consultant, or related adviser in the FINTRX entry.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 10
  • RUDOLPH CHAPMAN

    Chief Risk OfficerCRD 5921428

  • Fernanda Araujo

    Chief Compliance OfficerCRD 5307300

  • PARIN TOLIA

    Chief Investment OfficerCRD 3237719

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Contacts

3 of 144
  • Michael Simoes

    Compliance AnalystCRD 7692406

  • JAIME CASTELBLANCO

    Vice PresidentCRD 5406982

  • Dana Aristia

    Private Banking AssociateCRD 6152881

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
546 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth