SAFE HARBOR ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2014

Total AUM

$26.8M

Discretionary

$26.8M

100% of AUM

Avg account

$623K

Accounts

Employees

Advisory reps

Firm details

Headquarters: HUNTINGTON, New York
CRD number: 124787
Registered since: May 15, 2014
Website: investsafeharbor.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI94.13%
Pension & Profit Sharing Plans3.04%
Individuals2.83%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Safe Harbor Asset Management, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2014. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and educational workshops. It also operates as an insurance broker and charges for services through a mix of AUM-based fees, hourly billing, and fixed-fee arrangements. The firm does not position itself as a capital allocator, does not identify as an active ESG investor, and is not organized as a multi-state adviser. Safe Harbor received recognition from FA Magazine as a Top RIA Firm in 2020.