Karagosian Financial Services, Inc

RIASEC RegisteredEst. 2021

Total AUM

$26.8M

Discretionary

$25.8M

96% of AUM

Avg account

$505K

Accounts

53

Employees

1

Advisory reps

1

Firm details

Headquarters: Croton On Hudson, New York
CRD number: 124532
Registered since: July 1, 2021
Website: www.toinvest.com
Custodians: PERSHING LLC, INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM
Client types: HNWI65.34%
Individuals34.62%
Charitable Organizations0.04%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Karagosian Financial Services, Inc. is an independent, SEC-registered RIA formed as a corporation and owned by an individual. The firm focuses on fee-based portfolio management for individuals, families and small businesses, charging a percentage of assets under management. Registered in 2021, the adviser reports a single-state practice and does not position itself as an ESG-focused manager, pension consultant, capital allocator, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities85%
Public Funds/Mutual Funds8%
US Government Bonds3%
Cash & Cash Equivalents3%
Investment Grade Corp Bonds1%

Owners & executives

1 of 1

Seaver Wang
President and Chief Investment OfficerCRD 4643543

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Croton On Hudson, NY

Westchester

Location

Croton On Hudson, NY

Headquartered in Croton On Hudson, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Westchester
Address: 1 Baltic Pl
Time zone: ET (UTC-5)
Office locations

Similar firms

Hudson View Advisors, LLC

Croton On Hudson, NY

AUM $64.3MTEAM 1REPS 1

Safe Harbor Asset Management, Inc.

Huntington, NY

AUM $26.8MTEAM 4REPS 3

DDO Advisory Services, LLC

Rhinebeck, NY

AUM $26.8MTEAM 1REPS 1

Quantbase

New York, NY

AUM $26.6MTEAM 2REPS 2

Global Listing Accelerator

New York, NY

AUM $27MTEAM 6REPS 1

Spring Street Wealth

New York, NY

AUM $26.4MTEAM 1REPS 1

More RIAs in Croton On Hudson →All New York RIAs →