N FINANCIAL PLANS

RIASEC RegisteredEst. 2025

Total AUM

$65.2M

Discretionary

$45.8M

70% of AUM

Avg account

$233K

Accounts

280

Employees

Advisory reps

Firm details

Headquarters: HUNTINGTON, New York
CRD number: 337288
Registered since: July 25, 2025
Custodians: CHARLES SCHWAB & CO., INC., JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI39.63%
Individuals30.62%
Pension & Profit Sharing Plans17.02%
Insurance Companies12.72%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

N Financial Plans is an independent registered investment adviser operating as a limited liability company that serves both individual and institutional clients. The firm combines financial planning with portfolio management for individuals, small businesses and institutions, and offers pension consulting and selection of other advisers. As a capital allocator, N Financial Plans builds portfolios largely through third-party managers and public pooled vehicles rather than running large proprietary strategies. Investment practice leans on public funds and mutual funds for core exposures while layering in annuities for income planning and external alternative managers for real estate exposure. The firm charges a mix of percentage-of-AUM, hourly and fixed fees, allowing flexibility across planning engagements and ongoing investment mandates. N Financial Plans reports active ESG integration, applying environmental, social and governance factors to manager selection and portfolio construction where appropriate.