Sacks & Associates, LLC

RIASEC Registered
Total AUM
$213M
Discretionary
$175M
82% of AUM
Avg account
$588K
Accounts
362
Employees
4
Advisory reps
3

Firm details

Headquarters
Warren, New Jersey
CRD number
174909
Registered since
February 3, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.15%
  • Individuals12.84%
  • Pension & Profit Sharing Plans0.01%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sacks & Associates, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2015. The firm provides portfolio management and financial planning to both individual and family clients and to institutional or business accounts. Its advisory fees are charged as a percentage of assets under management, and the firm also operates as an insurance broker. Sacks & Associates identifies equities—particularly exchange-traded securities—as its primary preference and does not flag itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%96%
  • Exchange Traded Equities96%
  • Investment Grade Corp Bonds2%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

3 of 3
  • Jaime Young

    Jaime Young

    Senior Financial AdvisorCRD 4458645

  • Edgar Lara

    Edgar Lara

    Senior Financial AdvisorCRD 3241195

  • Neil Sacks

    Neil Sacks

    Principal and FounderCRD 864757

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 53

Active vs passive

$142M in ETFs

Passive

79%

$113M

Active

20%

$29.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 VALUE ETF (IVE)BlackRockPassiveLarge Value$14.9M65,21010.45%

Location

Primary office

Warren, NJ

Somerset

Location

Warren, NJ

Headquartered in Warren, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
152 Liberty Corner Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth