SACKS & ASSOCIATES, LLC

RIASEC RegisteredEst. 2015

Total AUM

$213M

Discretionary

$175M

82% of AUM

Avg account

$588K

Accounts

362

Employees

Advisory reps

Firm details

Headquarters: WARREN, New Jersey
CRD number: 174909
Registered since: February 3, 2015
Website: sacks-associates.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI87.15%
Individuals12.84%
Pension & Profit Sharing Plans0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sacks & Associates, LLC is a small, independent registered investment adviser that combines traditional portfolio management with insurance brokerage capabilities. The firm operates on a percentage-of-assets fee model and serves both individual and family clients as well as institutional relationships. Its advisory services center on financial planning and discretionary and non-discretionary portfolio management for individuals, small businesses, and institutions. The firm shows a clear tilt toward equity exposure as its primary allocation preference and does not present itself as an active ESG investor or a multi-state advisory platform.