Locker Financial Services, LLC

RIASEC RegisteredEst. 2020

Total AUM

$214M

Discretionary

$214M

100% of AUM

Avg account

$547K

Accounts

391

Employees

Advisory reps

Firm details

Headquarters: Verona, New Jersey
CRD number: 120900
Registered since: March 23, 2020
Website: www.lockerfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI83.23%
Individuals16.77%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Locker Financial Services, LLC is an independent, individually owned Registered Investment Adviser that began SEC registration in 2020. The firm focuses on individual and family clients, offering financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars and workshops. Its billing includes asset‑based fees alongside hourly and fixed‑fee engagements, indicating flexibility for both ongoing wealth management and stand‑alone planning work. Locker does not identify as an active ESG investor, does not act as a capital allocator, and does not provide pension consulting or related‑adviser services.