Locker Financial Services, LLC

RIASEC RegisteredEst. 2020

Total AUM

$214M

Discretionary

$214M

100% of AUM

Avg account

$547K

Accounts

391

Employees

Advisory reps

Firm details

Headquarters: Verona, New Jersey
CRD number: 120900
Registered since: March 23, 2020
Website: www.lockerfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI83.23%
Individuals16.77%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Locker Financial Services, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm registered with the SEC in 2020 and focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its billing options include a percentage-of-AUM fee, hourly charges, and fixed fees. The adviser is not classified as an ESG-focused investor, is not identified as a capital allocator, and is not listed as a multi-state adviser or pension consultant.