OZE CAPITAL LLC

RIASEC RegisteredEst. 2023
Total AUM
$214M
Discretionary
$214M
100% of AUM
Avg account
$17.8M
Accounts
12
Employees
6
Advisory reps
5

Firm details

Headquarters
FLORHAM PARK, New Jersey
CRD number
327276
Registered since
September 22, 2023
Fee structure
Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

OZE Capital LLC is an SEC-registered private equity manager that focuses on advising pooled investment vehicles for institutional investors. The firm is organized as a limited liability company, owned by an individual, and registered with the SEC in 2023. Its advisory activity centers on portfolio management for pooled funds, and it also serves as sponsor/GP/managing member for the vehicles it runs. Fee arrangements include fixed fees, performance‑based fees and other fee structures. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DONNA RITTERSHAUSEN

    Chief Compliance OfficerCRD 1480201

  • LOUKAS THEODOROU

    Partner & Chief Operating OfficerCRD 6209508

Contacts

3 of 3
  • ERIC MILLER

    Managing DirectorCRD 2799274

  • AMY LEIBEL

    Vice President, FinanceCRD 6481785

  • MICHAEL MILLER

    Founding PartnerCRD 2087518

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

FLORHAM PARK, NJ

MORRIS

Location

FLORHAM PARK, NJ

Headquartered in FLORHAM PARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MORRIS
Address
25B Vreeland Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth