S.A. Mason, LLC

RIASEC RegisteredEst. 2009
Total AUM
$529M
Discretionary
$427M
81% of AUM
Avg account
$600K
Accounts
881
Employees
3
Advisory reps
4

Firm details

Headquarters
Holland, Michigan
CRD number
151440
Registered since
September 16, 2009
Custodians
CHARLES SCHWAB & CO., INC., FIFTH THIRD SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.12%
  • Charitable Organizations5.7%
  • Individuals4.74%
  • Corporations / Businesses2.44%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

S.A. Mason, LLC is an SEC-registered independent registered investment adviser organized as an LLC and operating since 2009. The firm is owner-operated and serves both high-net-worth individuals/families and institutional clients. Its advisory services center on financial planning and portfolio management for individuals and small businesses. Compensation methods include percentage-of-assets, hourly fees, and fixed fees. The firm does not act as a capital allocator, does not present itself as a multi-state adviser, and is not positioned as a pension consultant. It is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 39%, US Government Bonds 9%, Cash & Cash Equivalents 7%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities39%
  • US Government Bonds9%
  • Cash & Cash Equivalents7%

Contacts

3 of 4

  • Luke Mason

    Portfolio ManagerCRD 7382364

  • Samuel Mason

    PrincipalCRD 2755456

  • Braden Proctor

    Braden Proctor

    Investment Adviser RepresentativeCRD 4518967

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 110

Active vs passive

$153M in ETFs

Passive

83%

$127M

Active

1%

$26.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT DURATION TAX-EXEMPT BOND ETF (VSDM)Vanguard$12.6M163,8888.22%
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Location

Primary office

Holland, MI

Ottawa

Location

Holland, MI

Headquartered in Holland, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.

Metro area
Grand Rapids-Kentwood-Muskegon, MI
Region
Midwest
County
Ottawa
Address
170 College Ave
Time zone
ET (UTC-5)
Office locations

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