RSI Advisors

RIASEC Registered
Total AUM
$4.8M
Discretionary
$4.8M
100% of AUM
Avg account
$342K
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
283721
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • Individuals60.24%
  • HNWI39.76%
Services
Financial PlanningPortfolio Management for IndividualsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

RSI Advisors is a small, independent registered investment adviser organized as an LLC that serves individual and family clients. The firm combines financial planning, discretionary portfolio management for individuals and small businesses, market-timing services and client education through seminars and workshops. Its stated fee arrangements are varied — percentage of AUM, hourly, fixed fees and performance-based fees — which indicates the firm tailors pricing to client needs and may take incentive-aligned mandates when appropriate. Investment positioning is equity‑tilted: the adviser favors exchange‑traded equities as the primary vehicle for client portfolios, and uses a mix of liquid instruments to implement tactical and strategic exposures. The firm is not an active ESG investor and operates with a single office and a localized client focus rather than a multi‑state footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Christopher Rockwell

    Christopher Rockwell

    Financial AdvisorCRD 6638543

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth