Flood Tide Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 298924
- Custodians
- ALTRUIST FINANCIAL LLC, SHAREHOLDERS SERVICE GROUP, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI82.65%
- Individuals17.35%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Flood Tide Financial LLC is a small, owner-operated advisory firm that manages portfolios for individuals and families and provides portfolio management for small businesses. The firm charges clients a percentage-of-AUM fee and operates with fully discretionary authority over the assets it reports. Investment activity centers on pooled public funds as the core of client portfolios, supplemented by insurance-based solutions and select alternative real estate exposure through external managers. The adviser does not position itself as an ESG-focused allocator and is organized to deliver tailored, high-touch relationships given its limited client base.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds38%
- Cash & Cash Equivalents31%
- Exchange Traded Equities20%
- State & Local Bonds10%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Gregory Chapman
Managing Member And Chief Compliance OfficerCRD 6104706
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations