3d Holistic Wealth

RIASEC Registered
Total AUM
$4.8M
Discretionary
$4.8M
100% of AUM
Avg account
$136K
Accounts
35
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331809
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.18%
  • Individuals21.82%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

3d Holistic Wealth is an independently owned RIA organized as an LLC that serves individual and family clients. The firm combines financial planning and portfolio management for individuals and small businesses with insurance brokerage services and educational workshops. It acts as a capital allocator and also selects and overlays third‑party advisers for clients when appropriate. Fee arrangements include asset‑based fees, hourly charges and fixed fees. The firm does not identify as an active ESG investor and is not marked as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 23%, Exchange Traded Equities 16%, US Government Bonds 11%, Investment Grade Corp Bonds 8%, Derivatives 3%39%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents23%
  • Exchange Traded Equities16%
  • US Government Bonds11%
  • Investment Grade Corp Bonds8%

Contacts

1 of 1
  • Deepak Goyal

    Deepak Goyal

    FounderCRD 7349139

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth