Estes Financial Services, Inc.

RIAState Registered

Total AUM

$4.8M

Discretionary

$4.8M

100% of AUM

Avg account

$136K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Fort Worth, Texas
CRD number: 146590
Website: www.estesfinancial.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI62.46%
Individuals37.54%
Services: Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Estes Financial Services, Inc. is organized as a corporation and operates as an independent RIA focused on individual and family clients. The firm functions as a capital allocator: it manages client portfolios directly and also selects outside managers when appropriate. Its advisory services include portfolio management for individuals and small businesses, adviser selection, and educational seminars and workshops. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly, fixed-fee, and other structures. The firm is state-registered in Louisiana and Texas and is not identified as an active ESG investor.