Rothschild Wealth LLC

RIASEC Registered
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$464K
Accounts
3,656
Employees
27
Advisory reps
32

Firm details

Headquarters
Oak Brook, Illinois
CRD number
162442
Registered since
April 16, 2012
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Performance Based Fees
Client types
  • HNWI75.82%
  • Individuals17.34%
  • Corporations / Businesses4.64%
  • Charitable Organizations1.21%
  • Pension & Profit Sharing Plans0.89%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rothschild Wealth LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2012. The firm acts as a capital allocator for individual, family and institutional clients and offers a mix of advisory services including financial planning, portfolio management for individuals/small businesses and for institutions, and selection of other advisers. Its business activities also include being a registered representative of a broker‑dealer and operating as an insurance broker. Fee arrangements are varied: percentage of AUM, hourly and fixed fees, commissions, and performance‑based fees. The firm does not report active ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Investment Grade Corp Bonds 5%, Non-Exchange Traded Equities 2%93%
  • Exchange Traded Equities93%
  • Investment Grade Corp Bonds5%
  • Non-Exchange Traded Equities2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 284

Active vs passive

$1B in ETFs

Passive

71%

$747M

Active

24%

$299M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$59.2M79,1065.66%

Location

Primary office

Oak Brook, IL

Du Page

Location

Oak Brook, IL

Headquartered in Oak Brook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
700 Commerce Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth