Chicago Oakbrook Financial Group
Firm details
- Headquarters
- Oak Brook, Illinois
- CRD number
- 333344
- Registered since
- November 6, 2024
- Website
- www.cofgroup.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.25%
- Individuals39.63%
- Pension & Profit Sharing Plans7.41%
- Corporations / Businesses0.57%
- Charitable Organizations0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Chicago Oakbrook Financial Group is an independent registered investment adviser structured as an LLC. The firm registered with the SEC in 2024 and serves both individuals/families and institutional clients. It functions as a capital allocator, combining portfolio management and financial planning with insurance brokerage services. Advisory capabilities listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting-related work, and selecting outside advisers. Its fee arrangements are a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not characterize itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities16%
- Private Funds2%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
1 of 1
Frank Kautzky
Chief Operating OfficerCRD 3253349
Contacts
3 of 10
Benjamin Wozniak
Financial AdvisorCRD 1173795
Angeline Wozniak
Financial AdvisorCRD 8236716
John Suchy
Service ManagerCRD 7369427
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 207Active vs passive
$466M in ETFs
53%
$248M
44%
$218M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| XTRACKERS MSCI EAFE HEDGED EQUITY ETF (DBEF) | DWS | Passive | Foreign Large Blend | $30.9M | 565,697 | 6.64% |
Location
Oak Brook, IL
Du Page
Location
Oak Brook, IL
Headquartered in Oak Brook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 903 Commerce Dr
- Time zone
- CT (UTC-6)
- Office locations
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