CHICAGO OAKBROOK FINANCIAL GROUP

RIASEC RegisteredEst. 2024
Total AUM
$1.2B
Discretionary
$1.1B
92% of AUM
Avg account
$278K
Accounts
4,345
Employees
19
Advisory reps
11

Firm details

Headquarters
OAK BROOK, Illinois
CRD number
333344
Registered since
November 6, 2024
Website
www.cofgroup.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.25%
  • Individuals39.63%
  • Pension & Profit Sharing Plans7.41%
  • Corporations / Businesses0.57%
  • Charitable Organizations0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Chicago Oakbrook Financial Group is an independent registered investment adviser that functions as a capital allocator for both private clients and institutional relationships. The firm registered with the SEC in 2024 and combines fee models that include a percentage of assets under management alongside hourly and fixed-fee arrangements. Its service mix includes financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of outside advisers; the firm also operates as an insurance broker. Chicago Oakbrook does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 16%, Private Funds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities16%
  • Private Funds2%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1

  • FRANK KAUTZKY

    Chief Operating OfficerCRD 3253349

Contacts

3 of 10

  • BENJAMIN WOZNIAK

    Financial AdvisorCRD 1173795

  • Angeline Wozniak

    Financial AdvisorCRD 8236716

  • John Suchy

    Service ManagerCRD 7369427

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 144

Active vs passive

$317M in ETFs

Passive

47%

$149M

Active

50%

$168M

ETFProviderStyleCategoryValueShares% of portfolio
XTRACKERS MSCI EAFE HEDGED EQUITY ETF (DBEF)DWSPassiveForeign Large Blend$27.5M556,9058.67%
Unlock additional holdings →

Location

Primary office

OAK BROOK, IL

DU PAGE

Location

OAK BROOK, IL

Headquartered in OAK BROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
903 Commerce Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

HUIZENGA CAPITAL MANAGEMENT, LLC

RIA

OAK BROOK, IL

AUM $997MTEAM 13REPS 5

ROTHSCHILD WEALTH LLC

RIA

OAK BROOK, IL

AUM $1.7BTEAM 27REPS 27

ROCK ISLAND CAPITAL

RIA

OAK BROOK, IL

AUM $637MTEAM 10REPS 4

NORTH BRANCH CAPITAL MANAGEMENT, L.P.

RIA

OAK BROOK, IL

AUM $468MTEAM 8REPS 5

INLAND ADVISORY SERVICES, LLC

RIA

OAK BROOK, IL

AUM $443MTEAM 48REPS 2

WATERSHED PRIVATE WEALTH

RIA

OAK BROOK, IL

AUM $414MTEAM 3REPS 3
More RIAs in OAK BROOK →All Illinois RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth