ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED
Firm details
- Headquarters
- LONDON,
- CRD number
- 158022
- Registered since
- October 4, 2011
- Website
- www.rothschildandco.com
- Custodians
- ROTHSCHILD & CO BANK INTERNATIONAL LIMITED
- Fee structure
- Percentage of AUM, Commissions
- Client types
- Pooled Investment Vehicles59.02%
- HNWI38.39%
- Charitable Organizations2.22%
- Pension & Profit Sharing Plans0.18%
- Corporations / Businesses0.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rothschild And Co Wealth Management UK Limited is the UK arm of a private wealth franchise operating as an independent registered investment adviser since 2011. The firm serves a mix of individuals, families and institutional clients and acts as a capital allocator for discretionary and non-discretionary mandates. Its advisory mandate set includes portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for business or institutional clients. Fee arrangements include percentage-of-AUM pricing and commission-based relationships. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities36%
- Private Funds25%
- Cash & Cash Equivalents20%
- Sovereign Bonds16%
- US Government Bonds3%
Owners & executives
3 of 5JAMES MORRELL
CEOCRD 8232697
Tara O'Hagan
Chief Compliance OfficerCRD 7776554
HELEN WATSON
CEOCRD 6585590
Contacts
3 of 6JONATHAN WESTCOTT
DirectorCRD 6398706
GARY POWELL
Wealth and Asset ManagementCRD 5975099
ALEXANDER MACPHEE
DirectorCRD 2947741
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$25.1M in ETFs
100%
$25.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI UNITED KINGDOM ETF (EWU) | BlackRock | Passive | Miscellaneous Region | $10.6M | 233,567 | 42.37% |
Location
LONDON, null
Location
LONDON, null
Headquartered in LONDON, null.
- Address
- New Ct
- Office locations
Similar firms
FIRST SENTIER INVESTORS (IRELAND) LIMITED
RIADUBLIN
SAGE ADVISORY SERVICES LTD CO
RIAAUSTIN, TX
HPS ADVISORS, LLC
RIANew York, NY
SILVERCREST ASSET MANAGEMENT GROUP LLC
RIANew York, NY
BENEFIT STREET PARTNERS L.L.C.
RIANew York, NY
ATLANTA CAPITAL
RIAAtlanta, GA