Sage Advisory Services Ltd Co

RIASEC RegisteredEst. 1996
Total AUM
$28.4B
Discretionary
$28.3B
99% of AUM
Avg account
$2M
Accounts
14,363
Employees
58
Advisory reps
45

Firm details

Headquarters
Austin, Texas
CRD number
106236
Registered since
September 24, 1996
Website
www.sageadvisory.com
Custodians
MORGAN STANLEY & CO. LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans25.65%
  • Corporations / Businesses16.7%
  • HNWI15.19%
  • Charitable Organizations13.72%
  • Individuals11.63%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Sage Advisory Services Ltd Co is a fee-based investment adviser organized as an LLC and registered with the SEC since 1996. The firm serves both individual/family and institutional clients and provides portfolio management across a range of account types, including separate accounts, pooled vehicles and investment companies. Its stated advisory scope also includes pension consulting services and activity as a commodity pool operator/commodity trading advisor (CPO/CTA). Fee arrangements combine percentage-of-AUM billing with fixed fees. Sage identifies itself as an active ESG investor and reports a tilt toward fixed-income management in its practice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 45%, US Government Bonds 23%, Other 19%, State & Local Bonds 8%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%45%
  • Investment Grade Corp Bonds45%
  • US Government Bonds23%
  • Other19%
  • State & Local Bonds8%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 3
  • Robert Smith

    Robert Smith

    President, Chief Investment OfficerCRD 1276003

  • Wade Uloth

    Wade Uloth

    Partner & Chief Compliance OfficerCRD 4354946

  • John Slais

    Chief Financial OfficerCRD 1089512

Contacts

3 of 42
  • Melania Mccarley

    Melania Mccarley

    Regional ConsultantCRD 3043535

  • Arthur Cherches

    Arthur Cherches

    Vice PresidentCRD 4713684

  • Andrew Demand

    Andrew Demand

    Partner and Portfolio ManagerCRD 5289561

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 60

Active vs passive

$283M in ETFs

Passive

80%

$227M

Active

20%

$55.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$30.5M40,66810.77%
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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
5900 Southwest Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

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