SAGE ADVISORY SERVICES LTD CO

RIASEC RegisteredEst. 1996
Total AUM
$28.4B
Discretionary
$28.3B
99% of AUM
Avg account
$2M
Accounts
14,363
Employees
58
Advisory reps
45

Firm details

Headquarters
AUSTIN, Texas
CRD number
106236
Registered since
September 24, 1996
Website
www.sageadvisory.com
Custodians
MORGAN STANLEY & CO. LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans25.65%
  • Corporations / Businesses16.7%
  • HNWI15.19%
  • Charitable Organizations13.72%
  • Individuals11.63%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Sage Advisory Services Ltd Co is an SEC-registered LLC that manages wealth for both individual/family clients and institutional investors. The firm combines fee models that include percentage-of-AUM and fixed fees and lists commodity pool/trading activity (CPO/CTA) among its business activities. Its advisory remit spans discrete portfolio management for individuals and small businesses, separate account management for investment companies and pooled vehicles, institutional/business mandates, and pension-related consulting. Sage identifies as an active ESG investor and emphasizes fixed-income-oriented strategies within its lineup.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 45%, US Government Bonds 23%, Other 19%, State & Local Bonds 8%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%45%
  • Investment Grade Corp Bonds45%
  • US Government Bonds23%
  • Other19%
  • State & Local Bonds8%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 3

  • ROBERT SMITH

    President, Chief Investment OfficerCRD 1276003

  • WADE ULOTH

    Partner & Chief Compliance OfficerCRD 4354946

  • JOHN SLAIS

    Chief Financial OfficerCRD 1089512

Contacts

3 of 42

  • MELANIA MCCARLEY

    Regional ConsultantCRD 3043535

  • ARTHUR CHERCHES

    Vice PresidentCRD 4713684

  • ANDREW DEMAND

    Partner and Portfolio ManagerCRD 5289561

Unlock 39 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$252M in ETFs

Passive

78%

$197M

Active

22%

$55.2M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$21.4M218,2248.48%
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Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
5900 Southwest Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth