ROSE GROVE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$215M
Accounts
9
Employees
15
Advisory reps
3

Firm details

Headquarters
WELLESLEY, Massachusetts
CRD number
156572
Registered since
March 30, 2012
Custodians
BOFA SECURITIES, INC., GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles93.6%
  • Charitable Organizations6.4%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rose Grove Capital Management, LLC is a hedge fund manager that primarily serves institutional clients through pooled investment vehicles and bespoke mandates for businesses and institutions. The firm runs active, fee-based strategies — charging a percentage of assets under management plus performance-based fees — and functions as a sponsor, general partner and managing member on the products it operates. That structure indicates Rose Grove builds and controls its own pooled vehicles rather than acting only as a sub-advisor. Investment activity is tilted toward fixed-income and credit strategies. The firm's registered activities emphasize portfolio management for pooled vehicles and institutions, and its asset mix and fund inventory reflect a concentrated credit orientation rather than a broad long-only equity approach. With a compact client base and concentrated fund capital, Rose Grove appears to operate a relatively closed, institutional-focused investment platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 43%, Exchange Traded Equities 29%, Non-Investment Grade Corp Bonds 16%, US Government Bonds 12%43%
  • Investment Grade Corp Bonds43%
  • Exchange Traded Equities29%
  • Non-Investment Grade Corp Bonds16%
  • US Government Bonds12%

Owners & executives

1 of 1
  • SUSAN PETROVIC

    CCO & CFOCRD 2524078

Contacts

2 of 2
  • HOPE PASCUCCI

    President & PrincipalCRD 2074372

  • MICHAEL PASCUCCI

    Principal & Portfolio ManagerCRD 1493523

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WELLESLEY, MA

NORFOLK

Location

WELLESLEY, MA

Headquartered in WELLESLEY, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
40 Grove St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth