Empirical Asset Management, LLC

RIASEC RegisteredEst. 2010

Total AUM

$560M

Discretionary

$540M

96% of AUM

Avg account

$400K

Accounts

1,399

Employees

Advisory reps

Firm details

Headquarters: Wellesley, Massachusetts
CRD number: 155436
Registered since: November 23, 2010
Website: www.empiricalam.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI75.49%
Individuals13.36%
Pension & Profit Sharing Plans6.31%
Corporations / Businesses4%
Charitable Organizations0.76%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Empirical Asset Management, LLC is an SEC-registered investment adviser (registered in 2010) operating as a limited liability company and organized as a hedge-fund-style manager. The firm serves both individual/family clients and institutional clients, charging a mix of asset-based fees and performance fees. Its advisory services cover discretionary portfolio management for individuals and small businesses, pooled investment vehicles, and business or institutional portfolios; it also provides pension consulting and the selection of other advisers. The firm acts as a sponsor and managing member of pooled vehicles, indicating it both runs and oversees private investment structures alongside its advisory work. Empirical identifies as an active ESG investor, suggesting environmental, social or governance factors are integrated into its investment process.