EMPIRICAL ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2010

Total AUM

$560M

Discretionary

$540M

96% of AUM

Avg account

$400K

Accounts

1,399

Employees

Advisory reps

Firm details

Headquarters: WELLESLEY, Massachusetts
CRD number: 155436
Registered since: November 23, 2010
Website: www.empiricalam.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI75.49%
Individuals13.36%
Pension & Profit Sharing Plans6.31%
Corporations / Businesses4%
Charitable Organizations0.76%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Empirical Asset Management, LLC is a privately held investment adviser formed in 2010 that operates as an LLC and positions itself as a hedge-fund style manager serving both individual/family and institutional clients. The firm charges asset-based fees and performance fees, and its advisory scope includes separately managed accounts, pooled vehicles, pension consulting and selection of other advisers. Empirical identifies as an active ESG investor and also acts as sponsor/GP/managing member of pooled investment vehicles. Empirical is not classified as a capital allocator in the snapshot data and is listed as not being a multi-state adviser. Its client base spans individuals, families and institutions, and its business activities indicate they provide portfolio management across retail and pooled structures.