FAIRFIELD FINANCIAL ADVISORS

RIASEC RegisteredEst. 1993
Total AUM
$333M
Discretionary
$333M
100% of AUM
Avg account
$606K
Accounts
550
Employees
4
Advisory reps
2

Firm details

Headquarters
WELLESLEY, Massachusetts
CRD number
106408
Registered since
July 26, 1993
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI85.08%
  • Individuals7.3%
  • Pension & Profit Sharing Plans5.05%
  • Corporations / Businesses2.56%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fairfield Financial Advisors is an independent, privately owned registered investment adviser that has been operating since the early 1990s. The firm serves both individual and family clients as well as institutional relationships, charging advisory fees on a percentage-of-AUM basis. Its advisory scope centers on financial planning and discretionary portfolio management for individuals and small businesses rather than pension consulting or multi-state adviser activities. The firm does not identify itself as an active ESG investor and is not positioned as a capital allocator; instead it deploys third‑party managers and traditional pooled products alongside direct equity positions. Custody for client assets is consolidated with Charles Schwab & Co., Inc.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 49%, Public Funds/Mutual Funds 26%, Exchange Traded Equities 20%, Cash & Cash Equivalents 4%, US Government Bonds 1%49%
  • Non-Exchange Traded Equities49%
  • Public Funds/Mutual Funds26%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Contacts

2 of 2
  • JANE KING

    OwnerCRD 269934

  • CAROLINE HEDGES

    Client Relationship ManagerCRD 5022420

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 13

Active vs passive

$130M in ETFs

Passive

100%

$130M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$29M50,30222.35%

Location

Primary office

WELLESLEY, MA

NORFOLK

Location

WELLESLEY, MA

Headquartered in WELLESLEY, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
The Wellesley Office Park Wi St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth