Rose & Co Capital Advisors, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 168274
- Registered since
- May 19, 2014
- Website
- www.roseandco.com
Firm profile
FINTRXOverview
Rose & Co Capital Advisors, LLC is organized as a limited liability company and appears to be an owner-operated advisory enterprise (owner type: individual). Publicly available records provide very limited detail about the firm's advisory offerings, client segments, or formal classification beyond the notation that it is listed as unclassified. Available metadata indicates the firm does not identify as an active ESG investor, does not act as a capital allocator, and is not positioned as a pension consultant or a related adviser. It is also not flagged as a multi-state adviser or a newly formed adviser. Those attributes suggest a narrowly scoped operation with a compact regulatory and service footprint rather than a broad institutional platform.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Simon Rose
CEOCRD 2176436

Karen Snow
Chief Executive OfficerCRD 3277652

Scott Grossman
Chief Administrative OfficerCRD 5838112
Contacts
3 of 10Steven Bender
FinOpCRD 2650187

Robert Brinberg
PresidentCRD 4937479

Colin O'brian
Managing DirectorCRD 2005837
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 445 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Omnicap, LLC
Broker-DealerNew York, NY
Rencap Securities, Inc.
Broker-DealerNew York, NY
CS Enhanced Lending LLC
Broker-DealerNew York, NY
Commonwealth Australia Securities LLC
Broker-DealerNew York, NY
Hamilton Executions LLC
Broker-DealerNew York, NY
Virtu Americas LLC
Broker-DealerNew York, NY