Rose & Co Capital Advisors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168274
Registered since
May 19, 2014

Firm profile

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Overview

Rose & Co Capital Advisors, LLC is organized as a limited liability company and appears to be an owner-operated advisory enterprise (owner type: individual). Publicly available records provide very limited detail about the firm's advisory offerings, client segments, or formal classification beyond the notation that it is listed as unclassified. Available metadata indicates the firm does not identify as an active ESG investor, does not act as a capital allocator, and is not positioned as a pension consultant or a related adviser. It is also not flagged as a multi-state adviser or a newly formed adviser. Those attributes suggest a narrowly scoped operation with a compact regulatory and service footprint rather than a broad institutional platform.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Simon Rose

    Simon Rose

    CEOCRD 2176436

  • Karen Snow

    Karen Snow

    Chief Executive OfficerCRD 3277652

  • Scott Grossman

    Scott Grossman

    Chief Administrative OfficerCRD 5838112

Contacts

3 of 10
  • Steven Bender

    FinOpCRD 2650187

  • Robert Brinberg

    Robert Brinberg

    PresidentCRD 4937479

  • Colin O'brian

    Colin O'brian

    Managing DirectorCRD 2005837

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

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