Rooted Wealth Advisors
Firm details
- Headquarters
- Bourbonnais, Illinois
- CRD number
- 313759
- Registered since
- May 4, 2021
- Website
- rootedretirement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI49.85%
- Individuals48.37%
- Corporations / Businesses1.44%
- Charitable Organizations0.34%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rooted Wealth Advisors is an independent registered investment adviser that began SEC registration in 2021 and is owned by an individual. The firm serves both individual & family clients and institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Its primary fee model is a percentage of assets under management. Rooted Wealth Advisors also operates as an insurance broker, and it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities15%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
- Sovereign Bonds1%
Owners & executives
1 of 1Matthew Giggey
Chief Compliance OfficerCRD 4353612
Contacts
3 of 12
Zachary Gray
FounderCRD 5278372
Connor Zimmer
Investment Advisor RepresentativeCRD 6992555
Joseph Mateja
Investment Advisor Representative & Financial AdvisorCRD 6414711
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$415M in ETFs
72%
$299M
24%
$117M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $56.8M | 82,649 | 13.67% |
Location
Bourbonnais, IL
Kankakee
Location
Bourbonnais, IL
Headquartered in Bourbonnais, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Kankakee
- Address
- 389 William Latham R Senior Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Quad City Investment Center
RIAMoline, IL
Slagle Financial, LLC
RIAEdwardsville, IL
Kerberos Capital Management LLC
RIAChicago, IL
Arena Private Wealth
RIAChicago, IL
Watershed Private Wealth
RIAOak Brook, IL
LCM Capital Management Inc
RIAChicago, IL