RODMAN & RENSHAW, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
281264
Registered since
September 2, 2016

Firm profile

FINTRX

Overview

Rodman & Renshaw, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm registered with the SEC in 2016 and is described as a domestic entity with individual ownership. FINTRX characterizes the firm more as a broker/investment banking entity than as a capital allocator or discretionary asset manager: it reports that the firm does not operate as a capital allocator and it is not listed as an active ESG investor. Regulatory and advisory attributes reported in the source indicate the firm is not a multi-state adviser, not newly formed (registration date 2016), not a pension consultant, and not identified as a related adviser. The dataset does not include detail on fee schedules, specific advisory services, or deal activity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • KENNETH KIRSCH

    Chief Financial OfficerCRD 1671480

Contacts

3 of 12
  • Alexander Maycock

    Investment Banking and Capital MarketsCRD 7810503

  • MICHAEL KING

    Director of ResearchCRD 1264094

  • JASON DARK

    DirectorCRD 5808983

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth