RODGERS BROTHERS, INC.

RIASEC RegisteredEst. 2002

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$970K

Accounts

1,070

Employees

Advisory reps

Firm details

Headquarters: HARMONY, Pennsylvania
CRD number: 16197
Registered since: April 23, 2002
Website: www.rodgersbrothers.com
Custodians: RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI77.96%
Individuals10.6%
Charitable Organizations5.97%
Investment Companies3.79%
Pension & Profit Sharing Plans0.89%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rodgers Brothers, Inc. is an SEC-registered corporate RIA that began registration in 2002. The firm charges fees based on a percentage of assets under management and provides discretionary portfolio management for individuals and small businesses, investment companies, and institutional clients. Rodgers Brothers reports no active ESG investing focus and lists a trust company among its industry affiliations. It identifies as owner-operated and does not characterize itself as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities78%
Cash & Cash Equivalents9%
US Government Bonds7%
Public Funds/Mutual Funds6%

Owners & executives

2 of 2

Kimberly Kuhlman
Chief Financial OfficerCRD 6732247
NICHOLAS MASTRIAN
Chief Operations OfficerCRD 6288359

Contacts

3 of 10

JULIA POLACK
Investment Adviser Representative, Registered RepresentativeCRD 6211474
MARK RODGERS
Presiden, DirectorCRD 5902464
GARY RODGERS
DirectorCRD 1043217