STERLING INVESTMENT ADVISORS LTD.

RIASEC RegisteredEst. 2006
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$668K
Accounts
1,611
Employees
7
Advisory reps
7

Firm details

Headquarters
BERWYN, Pennsylvania
CRD number
140710
Registered since
May 31, 2006
Website
www.sterling-advisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI93.86%
  • Individuals5.39%
  • Corporations / Businesses0.47%
  • Charitable Organizations0.2%
  • Pension & Profit Sharing Plans0.07%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sterling Investment Advisors Ltd. is an independent, SEC-registered registered investment adviser operating as a corporation since 2006. The firm serves both individual/family and institutional clients and positions itself as a capital allocator — combining directly managed portfolios with allocations to third-party managers. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting-related work, and the selection of other advisers for clients. Sterling reports being an active ESG investor and uses a mix of fee arrangements (percentage of AUM, hourly, and fixed fees).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 34%, Cash & Cash Equivalents 4%, Private Funds 3%, State & Local Bonds 2%, US Government Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities34%
  • Cash & Cash Equivalents4%
  • Private Funds3%
  • State & Local Bonds2%

Owners & executives

1 of 1

  • CATHERINE WHETSTONE

    Chief Compliance OfficerCRD 7295172

Contacts

3 of 6

  • MATTHEW CROLEY

    Director of OperationsCRD 4504182

  • DAVID NEWCOMB

    Director of Portfolio DesignCRD 2671317

  • TIMOTHY FLATLEY

    ​President and FounderCRD 1171110

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 104

Active vs passive

$228M in ETFs

Passive

75%

$172M

Active

12%

$56.6M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN FLEXIBLE DEBT ETF (JFLX)JP Morgan$21.5M433,5419.43%
Unlock additional holdings →

Location

Primary office

BERWYN, PA

CHESTER

Location

BERWYN, PA

Headquartered in BERWYN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
CHESTER
Address
1055 Westlakes Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

AC WEALTH PARTNERS

RIA

BERWYN, PA

AUM $1.1BTEAM 13REPS 7

STANLEY-LAMAN GROUP LTD.

RIA

BERWYN, PA

AUM $1BTEAM 24REPS 3

ELLIS INVESTMENT PARTNERS, LLC

RIA

BERWYN, PA

AUM $987MTEAM 23REPS 18

TRINITY WEALTH MANAGEMENT, LLC

RIA

BERWYN, PA

AUM $399MTEAM 7REPS 5

CARNEGIE WEALTH MANAGEMENT, LLC

RIA

BERWYN, PA

AUM $357MTEAM 6REPS 2

RED SPRUCE CAPITAL, LLC

RIA

BERWYN, PA

AUM $257MTEAM 4REPS 4
More RIAs in BERWYN →All Pennsylvania RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth