Hudock Capital Group
Firm details
- Headquarters
- Williamsport, Pennsylvania
- CRD number
- 149255
- Registered since
- November 19, 2009
- Website
- hudockcapital.com
- Custodians
- PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.89%
- Individuals18.45%
- Charitable Organizations3.16%
- Corporations / Businesses0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Hudock Capital Group is an independent registered investment adviser that has been SEC-registered since 2009. The firm serves both individual & family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Hudock operates as a capital allocator: it uses fee models that include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and retains a domestic ownership structure that combines an individual and a corporate entity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
- Other1%
Owners & executives
2 of 2
Barbara Hudock
Chief Executive Officer & Founding PartnerCRD 1023038
Wayne Dieffenderfer
Chief Compliance OfficerCRD 3182865
Contacts
3 of 7
Christina Cline
Relationship ManagerCRD 5655148
John Kolb
Relationship ManagerCRD 5868760
Amanda Phillips
Relationship ManagerCRD 5908838
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$665M in ETFs
89%
$590M
9%
$75.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $96.3M | 125,763 | 14.48% |
Location
Williamsport, PA
Lycoming
Location
Williamsport, PA
Headquartered in Williamsport, PA, anchoring the Williamsport-Lock Haven, PA metro in the Northeast.
- Metro area
- Williamsport-Lock Haven, PA
- Region
- Northeast
- County
- Lycoming
- Address
- 400 Market St
- Time zone
- ET (UTC-5)
- Office locations
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