HUDOCK CAPITAL GROUP
Firm details
- Headquarters
- WILLIAMSPORT, Pennsylvania
- CRD number
- 149255
- Registered since
- November 19, 2009
- Website
- hudockcapital.com
- Custodians
- PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.89%
- Individuals18.45%
- Charitable Organizations3.16%
- Corporations / Businesses0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Hudock Capital Group is an independent, SEC-registered RIA organized as a corporation and operating as a capital allocator. Registered in 2009, the firm serves both individual/family and institutional clients and provides financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Its fee framework is flexible — it charges a percentage of AUM and can also bill hourly or via fixed fees. The firm identifies as an active ESG investor, which suggests environmental, social, and governance factors are incorporated into at least some investment decisions or manager selection.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
- Other1%
Owners & executives
2 of 2BARBARA HUDOCK
Chief Executive Officer & Founding PartnerCRD 1023038
WAYNE DIEFFENDERFER
Chief Compliance OfficerCRD 3182865
Contacts
3 of 7AMANDA PHILLIPS
Relationship ManagerCRD 5908838
CHRISTINA CLINE
Relationship ManagerCRD 5655148
JOHN KOLB
Relationship ManagerCRD 5868760
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 83Active vs passive
$574M in ETFs
90%
$515M
10%
$58.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $83.2M | 127,345 | 14.50% |
Location
WILLIAMSPORT, PA
LYCOMING
Location
WILLIAMSPORT, PA
Headquartered in WILLIAMSPORT, PA, anchoring the Williamsport-Lock Haven, PA metro in the Northeast.
- Metro area
- Williamsport-Lock Haven, PA
- Region
- Northeast
- County
- LYCOMING
- Address
- 400 Market St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
KINTRA WEALTH, LLC
RIAWILLIAMSPORT, PA
ELLIS INVESTMENT PARTNERS, LLC
RIABERWYN, PA
BARTON INVESTMENT MANAGEMENT, LLC
RIAWEST CONSHOHOCKEN, PA
STANLEY-LAMAN GROUP LTD.
RIABERWYN, PA
AUFMAN ASSOCIATES INC
RIASEWICKLEY, PA
VEERY CAPITAL, LLC
RIAWEST CHESTER, PA