Hudock Capital Group
Firm details
- Headquarters
- Williamsport, Pennsylvania
- CRD number
- 149255
- Registered since
- November 19, 2009
- Website
- hudockcapital.com
- Custodians
- PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.89%
- Individuals18.45%
- Charitable Organizations3.16%
- Corporations / Businesses0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Hudock Capital Group is an independent registered investment advisor and capital allocator that works with both individual/family clients and institutional investors. The firm has been SEC-registered since 2009 and combines fee arrangements that include a percentage of AUM, hourly charges, and fixed fees. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third-party managers. Hudock identifies as an active ESG investor and describes itself as a single-state adviser operating as a corporation with domestic ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
- Other1%
Owners & executives
2 of 2
Barbara Hudock
Chief Executive Officer & Founding PartnerCRD 1023038
Wayne Dieffenderfer
Chief Compliance OfficerCRD 3182865
Contacts
3 of 7
Amanda Phillips
Relationship ManagerCRD 5908838
Christina Cline
Relationship ManagerCRD 5655148
John Kolb
Relationship ManagerCRD 5868760
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$649M in ETFs
90%
$586M
9%
$63M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $95M | 126,814 | 14.63% |
Location
Williamsport, PA
Lycoming
Location
Williamsport, PA
Headquartered in Williamsport, PA, anchoring the Williamsport-Lock Haven, PA metro in the Northeast.
- Metro area
- Williamsport-Lock Haven, PA
- Region
- Northeast
- County
- Lycoming
- Address
- 400 Market St
- Time zone
- ET (UTC-5)
- Office locations
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