AUFMAN ASSOCIATES INC
Firm details
- Headquarters
- SEWICKLEY, Pennsylvania
- CRD number
- 104622
- Registered since
- June 21, 1983
- Website
- www.aufmanassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.87%
- Individuals3.99%
- Charitable Organizations1.14%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aufman Associates Inc. is an independent, corporate-structured registered investment adviser that has been operating since 1983. The firm serves individual and family clients and provides financial planning and portfolio management for individuals and small businesses. Its fee arrangements include both a percentage-of-AUM model and fixed fees. Aufman describes itself as a capital allocator and uses third-party managers as part of its programing. The firm is not active on ESG investing and is not registered as a multistate adviser. Investor.com recognized Aufman Associates Inc. as a Top RIA Firm to Watch in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
3 of 3EDWARD AUFMAN
Chief Executive OfficerCRD 4703405
WILLIAM GAFFEY
Chief Investment OfficerCRD 4610801
EDWARD AUFMAN
Chairman & CEOCRD 4331682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$154M in ETFs
95%
$147M
1%
$7.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $37.4M | 142,772 | 24.27% |
Location
SEWICKLEY, PA
ALLEGHENY
Location
SEWICKLEY, PA
Headquartered in SEWICKLEY, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- ALLEGHENY
- Address
- 2200 Georgetown Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ROBLE, BELKO AND COMPANY, INC.
RIASEWICKLEY, PA
BILL FEW ASSOCIATES, INC.
RIASEWICKLEY, PA
FRAGASSO FINANCIAL ADVISORS
RIASEWICKLEY, PA
JMS CAPITAL GROUP WEALTH SERVICES, LLC
RIASEWICKLEY, PA
SCHENLEY CAPITAL, INC
RIASEWICKLEY, PA
VAM GROUP, LLC
RIASEWICKLEY, PA