Aufman Associates Inc
Firm details
- Headquarters
- Sewickley, Pennsylvania
- CRD number
- 104622
- Registered since
- June 21, 1983
- Website
- www.aufmanassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.87%
- Individuals3.99%
- Charitable Organizations1.14%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aufman Associates Inc is an independent, SEC‑registered investment adviser that works primarily with individual and family clients, offering financial planning and portfolio management services for individuals and small businesses. The firm operates as a capital allocator and charges clients by percentage of assets under management and by fixed fees. Aufman Associates has been registered with the SEC since 1983 and is owned privately. The firm’s public profile includes an industry mention: it appeared on investor.com’s "Top RIA Firms to Watch" list in 2020. ESG is not listed as an active focus, and the adviser does not present itself as a multi‑state firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
3 of 3
Edward Aufman
Chief Executive OfficerCRD 4703405
William Gaffey
Chief Investment OfficerCRD 4610801
Edward Aufman
Chairman & CEOCRD 4331682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$175M in ETFs
95%
$166M
1%
$8.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SMALL-CAP INDEX FUND (VB) | Vanguard | Passive | Small Blend | $42.8M | 141,062 | 24.50% |
Location
Sewickley, PA
Allegheny
Location
Sewickley, PA
Headquartered in Sewickley, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- Allegheny
- Address
- 2200 Georgetown Dr
- Time zone
- ET (UTC-5)
- Office locations
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