ROCKDALE SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
BOUNTIFUL, Utah
CRD number
169798
Registered since
June 19, 2014

Firm profile

FINTRX

Overview

Rockdale Securities, LLC is organized as a limited liability company and is listed as having registered with the SEC in 2014. FINTRX characterizes ownership as a mix of a domestic entity and an individual and classifies the firm as "unclassified." The profile indicates the firm is not designated as a capital allocator and is not marked as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. FINTRX does not provide details on the firm's advisory activities, fee model, client segments, or day-to-day business functions, leaving its core operating model and client-facing services undocumented in the data source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ADRIENNE HART

    President and Chief Executive OfficerCRD 1510179

Contacts

3 of 3
  • Samantha Santiago-Paez

    CCOCRD 4369755

  • TAYLOR GARRETT

    PresidentCRD 4829547

  • CHARLES BADALAMENTI

    CCOCRD 2065038

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOUNTIFUL, UT

DAVIS

Location

BOUNTIFUL, UT

Headquartered in BOUNTIFUL, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
DAVIS
Address
270 S Main St
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth