Rockdale Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Bountiful, Utah
CRD number
169798
Registered since
June 19, 2014

Firm profile

FINTRX

Overview

Rockdale Securities, LLC is organized as a limited liability company and is registered with the SEC; its SEC registration date is listed as 2014. Ownership is recorded as a mix of a domestic entity and an individual. Regulatory filings categorize the firm as unclassified rather than assigning it to a specific advisory niche. Several common advisor attributes are marked negative in the snapshot: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not listed as a pension consultant or related adviser. The firm's public profile in the source does not include descriptive detail about its advisory activities, fee schedule, or target client types, so its day-to-day business model and service lines are not specified in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Naja Vang

    Naja Vang

    ContractorCRD 6006368

  • Franklin Pasterczyk

    President/CEOCRD 1907271

Contacts

2 of 2
  • Charles Badalamenti

    CCOCRD 2065038

  • Taylor Garrett

    Taylor Garrett

    PresidentCRD 4829547

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bountiful, UT

Davis

Location

Bountiful, UT

Headquartered in Bountiful, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Davis
Address
270 S Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth