North Capital Private Securities Corporation

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
66
Avg account
$0

Firm details

Headquarters
Midvale, Utah
CRD number
154559
Registered since
January 24, 2011

Firm profile

FINTRX

Overview

North Capital Private Securities Corporation is registered as a corporation and entered SEC registration in 2011. The dataset identifies the owner type as a domestic entity/individual and classifies the firm as unclassified. Several regulatory and operational flags are set to negative in the source: the firm is not listed as a capital allocator, not an active ESG investor, not a multistate adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm did not provide descriptive details about its business activities, advisory services, client base, or fee structure in the supplied data. That lack of disclosure limits what can be said about its service model or target clients beyond the structural and registration attributes recorded in the snapshot.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 10
  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Richard Sandulli

    Richard Sandulli

    Co-ceoCRD 1555067

  • Donald Callahan

    Donald Callahan

    CFOCRD 1391439

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Contacts

3 of 56
  • Andrew Lipke

    Andrew Lipke

    Director of InvestmentsCRD 5162728

  • Scott Sams

    Scott Sams

    Institutional Business DevelopmentCRD 4465912

  • Jacob Maggy

    Jacob Maggy

    Associate, Investor RelationsCRD 7188416

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Midvale, UT

Salt Lake

Location

Midvale, UT

Headquartered in Midvale, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
623 E Fort Union Blvd
Time zone
MT (UTC-7)
Office locations

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