DFPG Investments, LLC
Firm details
- Headquarters
- South Jordan, Utah
- CRD number
- 155576
- Registered since
- May 25, 2011
Firm profile
FINTRXOverview
DFPG Investments, LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm is classified as an insurance broker-dealer and is owned by a domestic entity/individual. Publicly reported metadata indicates it is not a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state registered adviser. Its public disclosures emphasize activity across both public markets (13F holdings) and allocates to third‑party alternative managers, suggesting a hybrid model that combines brokerage/insurance distribution with investment management across liquid and illiquid strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 11
Matthew Poole
Chief Wealth AdvisorCRD 5074516
Ryan Smith
Co-Founder & CEOCRD 4340304
Charles Sorensen
CEO, Investment AdvisorCRD 3255618
Contacts
3 of 143
Taylor Ashland
PresidentCRD 5732470
Stephen Patterson
Financial AdvisorCRD 5808020
Todd Hills
Wealth AdvisorCRD 5835638
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 291Active vs passive
$676M in ETFs
94%
$635M
5%
$41.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI INDIA ETF (INDA) | BlackRock | Passive | India Equity | $23.3M | 479,979 | 3.45% |
Location
South Jordan, UT
Salt Lake
Location
South Jordan, UT
Headquartered in South Jordan, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.
- Metro area
- Salt Lake City-Provo-Orem, UT
- Region
- West
- County
- Salt Lake
- Address
- 10876 S River Front Pkwy
- Time zone
- MT (UTC-7)
- Office locations
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