ROCHESTER WEALTH STRATEGIES, LLC
Firm details
- Headquarters
- ROCHESTER, Michigan
- CRD number
- 299150
- Registered since
- September 16, 2024
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.03%
- Individuals21.91%
- Charitable Organizations0.06%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Rochester Wealth Strategies, LLC is an SEC-registered advisory firm organized as an LLC that charges clients a percentage of assets under management. The firm reports serving both individual and family clients as well as institutional clients, with core advisory work centered on portfolio management for individuals and small businesses and providing pension consulting services. It is not flagged as an active ESG investor and does not operate as a multi-state adviser. The firm registered with the SEC in 2024 and is owned by an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
3 of 4XENIA WOLTMANN
VP and CCOCRD 4256157
Dominic Garcia
President, Wealth ManagerCRD 5358850
Julie Lobaza
Vice PresidentCRD 7024766
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$181M in ETFs
91%
$165M
9%
$15.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $28.5M | 145,258 | 15.76% |
Location
ROCHESTER, MI
OAKLAND
Location
ROCHESTER, MI
Headquartered in ROCHESTER, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- OAKLAND
- Address
- 439 S Main St
- Time zone
- ET (UTC-5)
- Office locations
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