Rochester Wealth Strategies, LLC

RIASEC Registered

Total AUM

$204M

Discretionary

$196M

96% of AUM

Avg account

$426K

Accounts

478

Employees

5

Advisory reps

4

Firm details

Headquarters: Rochester, Michigan
CRD number: 299150
Registered since: September 16, 2024
Website: www.rochesterwealthstrategies.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI83.13%
Individuals16.87%
Services: Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Rochester Wealth Strategies, LLC is an independent registered investment adviser organized as an LLC. The firm registered with the SEC in 2024 and is owned by an individual. It manages client portfolios on a fee basis (percentage of AUM) and serves both individual & family clients and institutional clients. Core advisory services include portfolio management for individuals and small businesses, along with pension consulting services. The firm does not position itself as a capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds94%
Exchange Traded Equities4%
Cash & Cash Equivalents2%
US Government Bonds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 22

Active vs passive

$216M in ETFs

Passive

70%

$152M

Active

29%

$64.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD MORNINGSTAR GROWTH INDEX FUND (VUG)	Vanguard	Passive	Large Growth	$26.3M	291,484	12.16%

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Primary office

Rochester, MI

Oakland

Location

Rochester, MI

Headquartered in Rochester, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area: Detroit-Warren-Ann Arbor, MI
Region: Midwest
County: Oakland
Address: 439 S Main St
Time zone: ET (UTC-5)
Office locations

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