Rochester Wealth Strategies, LLC

RIASEC RegisteredEst. 2024
Total AUM
$178M
Discretionary
$169M
95% of AUM
Avg account
$399K
Accounts
445
Employees
5
Advisory reps
4

Firm details

Headquarters
Rochester, Michigan
CRD number
299150
Registered since
September 16, 2024
Website
www.rochesterwealthstrategies.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI78.03%
  • Individuals21.91%
  • Charitable Organizations0.06%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Rochester Wealth Strategies, LLC is an SEC-registered advisory firm organized as an LLC and owned by an individual. The firm bills clients on a percentage-of-AUM basis and serves both individual/family and institutional clients. Its listed advisory services include portfolio management for individuals and small businesses and pension consulting services. The firm does not identify as an active ESG investor and is not described as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

3 of 4
  • Xenia Woltmann

    Xenia Woltmann

    VP and CCOCRD 4256157

  • Dominic Garcia

    Dominic Garcia

    President, Wealth ManagerCRD 5358850

  • Julie Lobaza

    Julie Lobaza

    Vice PresidentCRD 7024766

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$181M in ETFs

Passive

91%

$165M

Active

9%

$15.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$28.5M145,25815.76%
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Location

Primary office

Rochester, MI

Oakland

Location

Rochester, MI

Headquartered in Rochester, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
439 S Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth