ROC GLOBAL LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154058
Registered since
May 16, 2011

Firm profile

FINTRX

Overview

ROC Global LLC is a limited liability company that has been registered with the SEC since 2011 and is classified as an investment bank. Publicly reported attributes indicate ownership involves both a domestic entity and an individual. The firm does not identify itself as a capital allocator, does not operate as a multi-state adviser, and is not listed as an active ESG investor. Other routine descriptors—such as fee structure, specific business or advisory activities, and client segments—were not provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOSEPH GAROFOLI

    Founder & Chief Exceutive OfficerCRD 1743163

  • ARTHUR MUSCIO

    CFO and COOCRD 1970938

Contacts

3 of 5
  • RYAN CHOU

    DirectorCRD 5980745

  • JAMES WEBSTER

    Founder and Executive ChairmanCRD 4445347

  • PETER ROBERT

    Managing DirectorCRD 2465856

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
535 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth