ROC GLOBAL LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 154058
- Registered since
- May 16, 2011
- Website
- www.rocgs.com
Firm profile
FINTRXOverview
ROC Global LLC is a limited liability company that has been registered with the SEC since 2011 and is classified as an investment bank. Publicly reported attributes indicate ownership involves both a domestic entity and an individual. The firm does not identify itself as a capital allocator, does not operate as a multi-state adviser, and is not listed as an active ESG investor. Other routine descriptors—such as fee structure, specific business or advisory activities, and client segments—were not provided in the source data.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2JOSEPH GAROFOLI
Founder & Chief Exceutive OfficerCRD 1743163
ARTHUR MUSCIO
CFO and COOCRD 1970938
Contacts
3 of 5RYAN CHOU
DirectorCRD 5980745
JAMES WEBSTER
Founder and Executive ChairmanCRD 4445347
PETER ROBERT
Managing DirectorCRD 2465856
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 535 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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