ROC Global LLC

Overview

ROC Global LLC is organized as a limited liability company and is classified in regulatory records as an investment bank. The firm registered with the SEC in 2011. Ownership is listed as a mix of a domestic entity and an individual. Regulatory flags in the dataset indicate ROC Global does not act as a capital allocator and is not identified as an active ESG investor. It is also not registered as a multi-state adviser, not described as newly formed, and is not listed as a pension consultant or related adviser. The firm did not provide details about its specific business activities, advisory services, client base, or fee arrangements in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices