ROBERTS & RYAN, INC.

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19456
Registered since
May 1, 1987

Firm profile

FINTRX

Overview

Roberts & Ryan, Inc. is organized as a corporation and has been SEC-registered since 1987. The firm is classified in the source data as an investment bank and is held by a domestic entity and an individual. The dataset does not identify the company as a capital allocator, nor does it characterize the firm as an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. The source does not supply a public description of the firm's business lines or advisory activities; available fields for business and advisory activities are blank in the provided dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • SADIE MILLARD

    Chief Administrative OfficerCRD 1881102

  • Sang Nguyen

    Macro StrategistCRD 7248856

  • KENNETH MERLO

    Chief Compliance Officer & Legal CounselCRD 4832294

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Contacts

3 of 28
  • JAMES MATTHEWS

    Registered RepresentativeCRD 2086891

  • DAVID MYERS

    Registered RepresentativeCRD 5366793

  • JOSEPH PECORARO

    Senior DirectorCRD 2110982

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
39 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth