RMB Securities (USA) Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
314958
Registered since
March 3, 2022

Firm profile

FINTRX

Overview

RMB Securities (USA) Inc. is organized as a corporation with ownership attributed to both a foreign entity and an individual. In the dataset it is categorized as "Unclassified" rather than under a more specific advisory or asset-management label. The profile indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, or a related adviser. The firm has not supplied descriptive information about its business activities, advisory services, client types, or fee arrangements in the source material. The record shows two office locations but provides no public addresses or geographic base. Available data do not disclose client counts, AUM, public holdings, or the firm’s investment strategies, so further detail would require direct inquiry or review of other regulatory or industry records.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • James Gregory

    James Gregory

    Chief Executive OfficerCRD 7116490

  • Oscar Membreno

    Chief Risk OfficerCRD 2261489

Contacts

3 of 6
  • Marcy Swank

    Head of Institutional SalesCRD 1805577

  • William Connell

    William Connell

    Head of OperationsCRD 2868278

  • Gregg Karafin

    Gregg Karafin

    Fixed Income SalesCRD 5144948

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
75 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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