Percent Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
314782
Registered since
August 11, 2023

Firm profile

FINTRX

Overview

Percent Securities, LLC is organized as a limited liability company and is owned by a domestic entity and/or an individual. FINTRX classifies the firm as unclassified and provides minimal descriptive detail about its advisory or business activities. The database indicates the firm does not act as a capital allocator, is not an active ESG investor, and is not identified as a multistate or newly formed adviser. It is also not listed as a pension consultant or as a related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Richard Egan

    Chief Compliance OfficerCRD 6571150

  • Lucas Keefer

    Chief Compliance OfficerCRD 7364135

Contacts

3 of 17
  • Susan Hayes

    Susan Hayes

    FinOpCRD 2856326

  • John Antolik

    John Antolik

    Strategic AdvisorCRD 4290393

  • James Isbell

    James Isbell

    Investment AdvisorCRD 2995426

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
145 E 57th St
Time zone
ET (UTC-5)
Office locations

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