RIVERGLADE CAPITAL

RIASEC RegisteredEst. 2019
Total AUM
$847M
Discretionary
$847M
100% of AUM
Avg account
$169M
Accounts
5
Employees
12
Advisory reps
3

Firm details

Headquarters
CHICAGO, Illinois
CRD number
290557
Registered since
July 26, 2019
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Riverglade Capital is a private equity manager organized as a limited partnership and registered with the SEC in 2019. It serves institutional investors and acts as sponsor and general partner for pooled investment vehicles, with advisory activity focused on portfolio management for those funds. The firm emphasizes private markets strategies while maintaining active allocations to a range of alternative managers and strategies. Riverglade Capital reports itself as an active ESG investor and uses both percentage-of-AUM and performance-based fee arrangements to align economics with outcomes. Investment activity centers on creating and managing closed-end private funds where the firm serves in a fiduciary and operational role. That includes sourcing deals, underwriting and structuring transactions, levering third-party alternative managers when appropriate, and running ongoing portfolio company oversight. The firm’s structure and stated business activities indicate it participates as a direct GP/sponsor rather than acting purely as a passive allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MARK PRIDGEON

    Chief Financial Officer & Chief Compliance OfficerCRD 6882757

Contacts

2 of 2
  • DANIEL ROSENBERG

    Managing PartnerCRD 6881106

  • GARRICK RICE

    Co-FounderCRD 4007099

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
1 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth