Ativo Capital Management, LLC

RIASEC RegisteredEst. 2006
Total AUM
$863M
Discretionary
$863M
100% of AUM
Avg account
$41.1M
Accounts
21
Employees
8
Advisory reps
6

Firm details

Headquarters
Chicago, Illinois
CRD number
125303
Registered since
January 31, 2006
Website
ativocapital.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • State / Municipal Government79.78%
  • Pension & Profit Sharing Plans12.99%
  • Pooled Investment Vehicles7.04%
  • HNWI0.16%
  • Other0.03%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ativo Capital Management, LLC is an SEC-registered investment adviser organized as an LLC that operates a hedge fund strategy alongside separate account management. The firm serves both individual and family clients as well as institutional investors, providing portfolio management for individuals and small businesses, pooled investment vehicles, and business or institutional mandates. Filings list Ativo as an active ESG investor and indicate the firm takes sponsor/GP and managing-member roles in pooled vehicles it runs. Compensation arrangements include fee-based AUM fees as well as performance-linked fees.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Non-Exchange Traded Equities 10%, Private Funds 1%, Cash & Cash Equivalents 1%88%
  • Exchange Traded Equities88%
  • Non-Exchange Traded Equities10%
  • Private Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 4
  • Ricardo Bekin

    Ricardo Bekin

    Founder, CEO & CIOCRD 4630407

  • Shiqing Huang

    Shiqing Huang

    Chief Compliance OfficerCRD 6402161

  • Adan Galvan

    Adan Galvan

    Chief Operating OfficerCRD 5277259

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Contacts

2 of 2
  • Michael Brooks

    Michael Brooks

    Director of MarketingCRD 5218544

  • Huan Kiat Tang

    Huan Kiat Tang

    Director of Information TechnologyCRD 6361050

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$4.6M in ETFs

Passive

100%

$4.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
FRANKLIN FTSE INDIA ETF (FLIN)PassiveIndia Equity$4.6M130,120100.00%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
120 N La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth