ATIVO CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2006

Total AUM

$863M

Discretionary

$863M

100% of AUM

Avg account

$41.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 125303
Registered since: January 31, 2006
Website: ativocapital.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: State / Municipal Government79.78%
Pension & Profit Sharing Plans12.99%
Pooled Investment Vehicles7.04%
HNWI0.16%
Other0.03%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ativo Capital Management, LLC is an SEC-registered investment manager organized as an LLC that launched in 2006. The firm is classified as a hedge fund manager and serves both high-net-worth individuals/families and institutional clients. Its advisory permissions cover separately managed accounts and pooled vehicles, and the firm acts in sponsor/GP and managing-member capacities for private pooled vehicles it runs. Investment activity is weighted toward public equities and exchange-traded products, and the firm identifies itself as an active ESG investor. Its commercial terms include a combination of percentage-of-AUM fees, performance-based compensation, and other fee arrangements. Ativo is not registered as a multi-state adviser and does not present itself as a pension consultant or related adviser in the filings provided.