KKM FINANCIAL LLC

RIASEC RegisteredEst. 2012
Total AUM
$734M
Discretionary
$617M
84% of AUM
Avg account
$4.5M
Accounts
163
Employees
5
Advisory reps
3

Firm details

Headquarters
CHICAGO, Illinois
CRD number
165136
Registered since
September 6, 2012
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies60.68%
  • HNWI18.53%
  • Other Investment Advisers15.96%
  • Individuals4.83%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

KKM Financial LLC is a privately held LLC that has been registered with the SEC since 2012. The firm serves both individual and family clients as well as institutional investors, offering portfolio management across several client types: individuals and small businesses, investment companies, and businesses or institutions. Its compensation model mixes AUM-based fees with performance-linked fees. KKM does not self-identify as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser. The firm is classified as an unclassified adviser and is not a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents3%
  • Public Funds/Mutual Funds2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • JEFFREY KILBURG

    Founder & CEOCRD 5675345

Contacts

2 of 2
  • DANIEL DEMING

    Managing Director & Portfolio ManagerCRD 2381153

  • RICHARD DOOLEY

    Risk ManagerCRD 5879453

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 109

Active vs passive

$158M in ETFs

Passive

85%

$134M

Active

9%

$23.9M

ETFProviderStyleCategoryValueShares% of portfolio
ESSENTIAL 40 STOCK ETF (ESN)$10.2M592,7326.46%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth