Riverfront Investment Group, LLC
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 146221
- Registered since
- February 14, 2008
- Website
- www.riverfrontig.com
- Custodians
- ROBERT W. BAIRD & CO. INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC., FIRST CLEARING, LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals47.5%
- Other32.06%
- Investment Companies15.22%
- Corporations / Businesses4.76%
- Pension & Profit Sharing Plans0.34%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Riverfront Investment Group, LLC is a limited liability company that provides fee-based portfolio management primarily to individuals, families and small-business clients. The firm is SEC-registered (initial registration recorded in 2008) and operates as a non-independent retail registered investment adviser. Its business model centers on managing discretionary client portfolios on a percentage-of-AUM fee basis. Riverfront reports it is not an active ESG investor and is not positioned as a capital allocator; its public filings also list affiliations spanning broker-dealer, other investment adviser, registered municipal advisor, CPO/CTA and trust company activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities42%
- State & Local Bonds2%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 7
Adam Grossman
GLOBAL EQUITY CIOCRD 6114820
Karrie Southall
COOCRD 3082873
Kevin Nicholson
CIO & PartnerCRD 2218915
Contacts
3 of 28
Hunter Gallalee
Senior Regional DirectorCRD 6930232
Kaetlin Collins
Associate Portfolio ManagerCRD 6934075
Robert Elliott
Senior Regional DirectorCRD 7025198
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 167Active vs passive
$7.1B in ETFs
82%
$5.8B
12%
$1.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $363M | 3,762,914 | 5.09% |
Location
Richmond, VA
Richmond City
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Richmond City
- Address
- 1214 E Cary St
- Time zone
- ET (UTC-5)
- Office locations
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