Cary Street Partners Asset Management

RIASEC RegisteredEst. 2017
Total AUM
$1.4B
Discretionary
$1.4B
98% of AUM
Avg account
$420K
Accounts
3,451
Employees
49
Advisory reps
12

Firm details

Headquarters
Richmond, Virginia
CRD number
289178
Registered since
July 11, 2017
Website
carystreetpartners.com
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI68.86%
  • Individuals19.5%
  • Investment Companies6.28%
  • Corporations / Businesses2.23%
  • Insurance Companies1.8%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cary Street Partners Asset Management is an LLC that has been registered with the SEC since 2017 and operates as a non-independent retail registered investment adviser. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its fee model combines percentage-of-AUM billing with fixed fees. The firm’s advisory services include discretionary portfolio management for individuals, small businesses, investment companies and other institutions; selection and oversight of third‑party managers; and client education through published materials and seminars. Cary Street Partners is not identified as an active ESG investor in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 19%, Cash & Cash Equivalents 3%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 5
  • Matthew Rubin

    Matthew Rubin

    Managing Director, Chief Investment OfficerCRD 3057508

  • Nancy Oliver

    Chief Compliance OfficerCRD 6881874

  • Joseph Schmuckler

    Joseph Schmuckler

    Managing Director, Chief Executive OfficerCRD 1156472

Unlock 2 more executives →

Contacts

3 of 7

  • Alan Reef

    Portfolio Manager, Managing DirectorCRD 1729281

  • John Farrell

    Assistant Vice PresidentCRD 7389796

  • Theodore Brown

    Theodore Brown

    Head of ResearchCRD 4307809

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 114

Active vs passive

$630M in ETFs

Passive

61%

$383M

Active

35%

$247M

ETFProviderStyleCategoryValueShares% of portfolio
FAIRLEAD TACTICAL SECTOR ETF (TACK)ActiveTactical Allocation$70M2,486,55711.10%
Unlock additional holdings →

Location

Primary office

Richmond, VA

Richmond City

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region
South
County
Richmond City
Address
901 E Byrd St
Time zone
ET (UTC-5)
Office locations

Similar firms

Wealthcrossing

RIA

Richmond, VA

AUM $1.5BTEAM 18REPS 9

Heartwood Wealth Advisors, LLC

RIA

Richmond, VA

AUM $1.5BTEAM 13REPS 9

Godsey & Gibb Wealth Management

RIA

Richmond, VA

AUM $1.6BTEAM 23REPS 15

Salomon And Ludwin

RIA

Richmond, VA

AUM $1.3BTEAM 12REPS 6

Canal Capital Management, LLC

RIA

Richmond, VA

AUM $1.3BTEAM 6REPS 6

Verus Financial Partners

RIA

Richmond, VA

AUM $1.2BTEAM 21REPS 12
More RIAs in Richmond →All Virginia RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth