Ridge Creek Global, Inc.

RIASEC RegisteredEst. 1990
Total AUM
$255M
Discretionary
$226M
89% of AUM
Avg account
$5M
Accounts
51
Employees
4
Advisory reps
4

Firm details

Headquarters
,
CRD number
106992
Registered since
October 26, 1990
Website
www.ridgecreekglobal.com
Custodians
CHARLES SCHWAB & CO., INC., BANK OF AMERICA
Fee structure
Percentage of AUM
Client types
  • HNWI83.2%
  • Charitable Organizations12.85%
  • Individuals3.95%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Ridge Creek Global, Inc. is a privately owned RIA that has been SEC-registered since 1990 and focuses on portfolio management for individuals and small businesses. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its stated approach does not emphasize ESG integration, and it maintains a relatively compact regulatory footprint rather than operating as a broad multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Investment Grade Corp Bonds 10%, Other 8%, Cash & Cash Equivalents 6%, Non-Investment Grade Corp Bonds 2%73%
  • Exchange Traded Equities73%
  • Investment Grade Corp Bonds10%
  • Other8%
  • Cash & Cash Equivalents6%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 4
  • Kathleen Chapman

    Kathleen Chapman

    Founder and CEOCRD 4352129

  • Emily Masters

    Chief Compliance OfficerCRD 6931197

  • William Chapman

    Co-Chief Investment OfficerCRD 4352135

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$51.8M in ETFs

Passive

95%

$49.2M

Active

2%

$2.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$18.4M57,47035.57%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth