ACAP ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2020

Total AUM

$255M

Discretionary

$223M

87% of AUM

Avg account

$203K

Accounts

1,253

Employees

Advisory reps

Firm details

Headquarters: STUDIO CITY, California
CRD number: 149452
Registered since: February 21, 2020
Website: www.acapam.com
Custodians: CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI73.89%
Pension & Profit Sharing Plans14.61%
Individuals11.5%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Acap Asset Management, Inc. is an independent registered investment adviser formed in 2020 and structured as a corporation with individual ownership. The firm serves both individual and family clients as well as institutional mandates and operates as a capital allocator—meaning it builds portfolios from public funds and third‑party managers rather than relying solely on proprietary products. Investment delivery emphasizes discretionary portfolio management (the majority of assets are managed on a discretionary basis), financial planning, and manager selection. The firm also conducts educational seminars and workshops as part of its client-facing services. Investment approach is dominated by public funds and mutual funds, with a clear willingness to use external managers and specialized third‑party strategies where appropriate. Acap Asset Management is not an active ESG investor and does not present itself as a multi‑state or pension consultant shop. Its business activities include accounting services, which suggests tax awareness is likely part of portfolio construction and reporting.